ASTERIAS BIOTHERAPEUTICS, INC. filed this DEF 14A on 20170501

Document Outline
Entire Document (2.2 MB)
Subdocument - DEF 14A - DEF 14A
  Page 1 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION
  Page 2 - Chief Financial Officer, General Counsel and Corporate Secretary
  Page 3 - TABLE OF CONTENTS
  Page 4 - NOTICE OF ANNUAL MEETING OF STOCKHOLDERS
  Page 5 - PROXY STATEMENT
  Page 6 - Q: What if I abstain from voting on a matter?
  Page 7 - Q: What if any matters not mentioned in the Notice of Annual Meeting or this proxy statement come up
  Page 8 - PROPOSAL NO. 1 - ELECTION OF DIRECTORS
  Page 9 - Alfred D. Kingsley, 74
  Page 10 - Natale S. Ricciardi, 68
  Page 11 - Director Independence
  Page 12 - CORPORATE GOVERNANCE
  Page 13 - Committees of the Board
  Page 14 - Compensation Committee
  Page 15 - Compensation of Directors
  Page 16 - Executive Officers
  Page 17 - EXECUTIVE COMPENSATION
  Page 18 - Stock Options Outstanding at Year End
  Page 19 - Jane Lebkowski
  Page 20 - PROPOSAL NO. 2 - APPROVAL OF AMENDMENTS TO THE PLAN TO INCREASE THE NUMBER
  Page 21 - Stock Options
  Page 22 - SARS
  Page 23 - Vote Required
  Page 24 - PRINCIPAL STOCKHOLDERS
  Page 25 - Security Ownership of Management
  Page 26 - Certain Relationships and Related Transactions
  Page 27 - COMPLIANCE WITH SECTION 16(a) OF THE SECURITIES EXCHANGE ACT OF 1934
  Page 28 - PROPOSAL NO. 3 - RATIFICATION OF THE SELECTION OF OUR INDEPENDENT REGISTERED
  Page 29 - Audit Fees, Audit Related Fees, Tax Fees and Other Fees
  Page 30 - PROPOSALS OF STOCKHOLDERS
  Page 31 - HOW TO ATTEND THE ANNUAL MEETING
  Page 32 - APPENDIX A
  Page 33 - APPENDIX B
  Page 34 - Outstanding Company Common Stock
  Page 35 - Director
  Page 36 - Non-qualified Stock Option
  Page 37 - Subsidiary
  Page 38 - Committee
  Page 39 - Ten Percent Shareholders
  Page 40 - Transferability of An Incentive Stock Option
  Page 41 - Stock Appreciation Rights
  Page 42 - Stock Awards
  Page 43 - Dividend Equivalents
  Page 44 - Stock Restrictions
  Page 45 - provided, however
  Page 46 - Section 11
  Page 47 - Unfunded Plan
  Page 48 - Expenses
  Page 49 - N/A
  Page 50 - N/A
  Page 51 - N/A